Please ensure Javascript is enabled for purposes of website accessibility Institutional Securities/Investment Banking-Huatai Securities (USA)

Home

A Bridge for Global Investors to China’s Flourishing Economy

From New York, we provide experienced investment banking and institutional securities services backed by our parent company’s vast resource network in China.

Expand your portfolio
Capital Raising
We are expert at raising equity capital in the China markets and can offer support for identifying key risks and long-term strategies.
Financial Advisory
We bring the global expertise and unique market insights that succeed in the U.S., China, and beyond.
Equity Sales & Trading
We provide trusted insights, advice, and institutional investment solutions using tech-forward expertise and a deep knowledge of China’s markets.
Fixed Income, Currencies, Commodities
Institutional-level access to fixed income, currencies and commodities products.

A Bridge for Global Investors to China’s Flourishing Economy

From New York, we provide experienced investment banking and institutional securities services backed by our parent company’s vast resource network in China.

Expand your portfolio

About us

Who We Are

Huatai Securities (USA), Inc. is part of a leading global financial services group serving our clients through a rich history of innovation and expert knowledge in China’s integration into the worldwide financial system.

With an experienced local team based in New York, and supported by our parent company, Huatai Securities Co., Ltd., located in Nanjing, China, we provide fully integrated customer-centric securities services for our corporate and institutional partners seeking expert guidance and investment opportunities within the China market and beyond.

Our Team

One of Huatai Securities headquarters with a light rail passing by.
One of Huatai Securities headquarters at dusk.
Aerial view of one of Huatai Securities headquarters.

What we do

Services

Learn More
Debt collection agency services

Learn More

Mortgage Banking

Learn More

Financial Advisory

With multi-layered expertise in merger and acquisition services, we bring our corporate clients strategic ideas, market insights, and execution expertise focused on Chinese cross-border opportunities.

Learn More

Capital Raising

We help clients raise capital through IPO and debt underwriting, equity and debt private placements, and follow-on issuance after an initial public offering.

Learn More

Equity Sales & Trading

We provide our institutional investor clients with customized local research based in China and Hong Kong SAR that illuminates China’s increasingly integrated markets.

Learn More

Fixed Income, Currencies, Commodities

Institutional-level access to fixed income, currencies and commodities products.

Learn More

Insights

Latest Insights &
Investing Strategies

Congratulations to Pony.ai on its Nasdaq debut as a public company while it embarks on the next phase of growth. Huatai Securities (USA) is proud to have acted as an active bookrunner for the IPO.

Huatai Securities (USA) CEO proudly presented our parent company Huatai Securities' China retail brokerage business at this inaugural Nasdaq global event and shared his views as a panelist on "Harnessing the Brand to Drive Growth".

Congratulations to Haidilao on its successful debut in the US capital markets.

29
teams
125
analysts
815+
china companies
Aerial view of New York City's downtown district.

Research

Unparalleled Research That Impacts Results.

Our award-winning all-China research services team addresses the complex needs of global investors and includes a growing list of organizations across China, Hong Kong SAR, and New York. Our team has the unique knowledge and expertise of investing within the China securities markets coupled with a deep understanding of trends and developments that impact global investors.

Learn More

About us

Our Parent & Affiliates

Under the Huatai banner, we collaborate with a distinguished group of closely related investment professionals that complement our knowledge and expertise while further lending our clients their breadth of experience.

Huatai United Securities

Registered in Shenzhen, Huatai United Securities brings domestic advantages and global vision to full-service investment banking including industry-leading equity underwriting, mergers and acquisitions, and bonds underwriting.

Visit website
Huatai International

Operating from Hong Kong, Huatai International provides offshore capital market services coupled with cross-border capital services that offer a successful, fully integrated international platform for innovative solutions.

Visit website
Huatai Securities Asset Management

Comprehensive asset management platform which builds and provides various financial products to manage client assets and meet their investment and financing needs. This includes asset management of securities companies, private equity fund management, and asset management of fund and futures companies.

Visit website
Huatai Futures

Huatai Futures is one of the first Futures Commission Merchants (“FCM”) in China. Huatai Futures has major business scoped in commodity and financial futures brokerage, futures investment consultancy, asset management, and investment funds.

Visit website
Huatai Securities

Huatai Securities Co., Ltd., operates as an integrated securities leader in China achieving rapid growth and successful capitalization while offering transformative opportunities in the Chinese capital securities market.

Visit website