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Privacy Policy

Huatai Securities (USA), Inc (“we” or “us”) respects your (“you” or “your”) concerns about privacy. By visiting or submitting information to this site, you are accepting and consenting to the provisions set forth in this Privacy Policy. If you do not agree with this Privacy Policy, please do not visit this site.

Information We Obtain

Huatai Securities (USA), Inc may obtain information including:

  • Contact information you volunteer to provide such as your name, e-mail address, and telephone number;
  • Website data analytics using Google Analytics and Wistia. These analytics providers use technologies such as cookies, web server logs and web beacons to help us analyze how visitors use this site.

To learn more about Google Analytics and Wistia and how to opt out, please visit:

Google Analytics:

The providers of third-party apps, tools, and plug-ins on our Website also may use automated means to collect information regarding your interactions with these features. For example, when we present videos on our Website, we may use YouTube as a third-party platform provider, which uses cookies independent of our own. These third parties may collect information about your online activities over time and across third-party websites. This information is collected directly by the providers of the features and is subject to the privacy policies or notices of these providers. To the extent permitted by applicable law, we are not responsible for these providers’ information practices. For more information about YouTube and their use of cookies, please visit

How We Use the Information We Obtain

We may use the information collected on this website to:

  • Communicate with you (and, where required by applicable law, we will obtain your explicit consent to do so);
  • Perform analytics such as market research and usage trend analysis;
  • Operate, evaluate, and develop our business including improvements to our website, new product and service offerings; and the effectiveness of our communications;
  • Maintain and enhance the safety and security of our website to prevent misuse;
  • Protect against, identify and prevent fraud and other criminal activity, claims and other liabilities; and
  • Comply with and enforce applicable legal requirements, relevant industry standards and policies.

In compliance with relevant law, we may retain information as needed or appropriate to serve our legitimate business purposes or as required by law. This website is not designed to respond to “do not track” signals received from browsers.

Disclosures of Information

Huatai Securities (USA), Inc will not sell, rent or disclose your information to anyone except with our affiliates for the purposes identified in this Privacy Policy. We may also share your information with agents and service providers, however, we do not authorize these agents or service providers to use or disclose the your information except as necessary to perform services on our behalf or comply with legal requirements.

We also may disclose information about you (1) if we are required to do so by law or legal process (such as a court order or subpoena); (2) in response to requests by government agencies, such as law enforcement authorities; (3) to establish, exercise or defend our legal rights; (4) when we believe disclosure is necessary or appropriate; (5) in connection with an investigation of suspected or actual illegal activity; or (6) otherwise with your consent.

We reserve the right to share or transfer your information in connection with a prospective or actual sale, merger, transfer or other reorganization of all or parts of our business (including in the event of a divestiture, restructuring, reorganization, dissolution or liquidation).


Huatai Securities (USA), Inc maintains administrative, technical and physical safeguards designed to protect information from loss, misuse, and unauthorized access, disclosure, alteration, and destruction.

Updates to the Privacy Policy

This Privacy Policy may be updated periodically and without prior notice to you to reflect changes in our information practices and applicable law. We suggest that you periodically review the Privacy Policy for amendments.

If you have any comments or questions about any of the information in this Privacy Policy, or any other issues relating to the processing of your information by Huatai Securities (USA), Inc. under this Policy, please contact us at 212-763-8160 or email us at